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United Capital Financial Advisors CRD 134600
$24.6B regulatory AUM 160 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2020-02-07 |
| NM | RA | APPROVED | 2015-05-18 |
| TX | RA | APPROVED | 2015-05-15 |
Branch Locations
6565 Americas Pkwy Ne Ste 810, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisors, Llc | Irving | TX | 05/2015 | Present |
Investment Committee Chair at All Faiths, an educational institution. Organization's primary address is in Albuquerque, NM. Organization is not primarily engaged in investment-related activities. Start Date is May 14th, 2019. Six hours per month. Duties include monitoring the organization's endowment.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-11 |
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