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Roger Erwin Klein

Ventura Wealth Management

Yardley, PA

CRD 4372678

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Employer firm

Ventura Wealth Management CRD 152301

$713M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ventura Wealth Management

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-08
  • PA RA
    APPROVED
    Since 2021-11-08

Branch Locations

820 Township Line Road Suite 100, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timing Strategies Corporation Mercerville NJ 01/1982 Present
Ventura Wealth Management Yardley PA 09/2021 Present
  • 01/1982 → Present
    Timing Strategies Corporation
    Mercerville, NJ
  • 09/2021 → Present
    Ventura Wealth Management
    Yardley, PA
Previous Registrations
  • 2012-06-19 → 2022-06-30
    Timing Strategies Corp
    Mercerville, NJ
Other Names
  • Roger E. Klein
  • Roger Erwin Klein
  • Roger Erwin Klein

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.

Nearby Investors

MICHAEL STEVEN BROOKS
ANGELA MARY SPRENKLE
Kelley Danielle Smith

Nearby Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA

More in Yardley, PA

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