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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-10-31 |
Branch Locations
9477 Kenwood Rd. Suite 210, Cincinnati, OH 45242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third | Cincinnati | OH | 12/2009 | Present |
| Fifth Third Securities | Cincinnati | OH | 12/2009 | Present |
Notary Public - Cincinnati, OH 45242 - witness signatures/Administer oaths - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-18 |
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