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John Edward Richardson

Red Seven

Escondido, CA

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Current Employers
Red Seven

960 Canterbury Place Suite 380, Escondido, CA 92025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-21
TX RA APPROVED_RES 2021-12-07
  • CA RA
    APPROVED
    Since 2025-04-21
  • TX RA
    APPROVED_RES
    Since 2021-12-07

Branch Locations

960 Canterbury Place Suite 380, Escondido, CA 92025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Seven Escondido CA 12/2013 Present
  • 12/2013 → Present
    Red Seven
    Escondido, CA
Previous Registrations
  • 2012-07-25 → 2014-12-31
    Total Wealth Management Inc.
    Escondido, CA
  • 2011-06-20 → 2012-06-15
    Cambridge Investment Research Advisors, Inc.
    Escondido, CA
  • 2007-07-16 → 2011-09-06
    Strongtower Financial, Inc.
    Fresno, CA
    Fresno, CA
    Escondido, CA
  • 2004-11-22 → 2007-07-18
    Capital Resource Management, Inc.
    Escondido, CA
  • 2002-10-11 → 2004-05-19
    Commonwealth Financial Network
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-16
  • S66 Uniform Combined State Law Examination
    2001-07-16
Designations
Other Names
  • Richardson
  • Richardson

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

SHANE J KOCHON
CURT MATHEW BEYER
Natalie Dawn Slemp
Rene' A Flores
Darion D Haggerty
Noah McKemy
Kristina Clara Kemper Allardice
Rosario Scappaticci

Other Offices

HARVESTWISE WEALTH PLANNING · ESCONDIDO, CA
LPL FINANCIAL LLC · ESCONDIDO, CA
EDWARD JONES · ESCONDIDO, CA
J.P. MORGAN SECURITIES LLC · ESCONDIDO, CA
LPL FINANCIAL LLC · ESCONDIDO, CA
AMERITAS ADVISORY SERVICES, LLC · ESCONDIDO, CA
U.S. BANCORP ADVISORS, LLC · Escondido, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ESCONDIDO, CA

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