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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2024-06-17 |
| AL | RA | APPROVED | 2024-06-13 |
Branch Locations
5376 Highway 280, Birmingham, AL 35242 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Birmingham | AL | 08/1999 | Present |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-03 |
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