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John R Rich

Oppenheimer & Co. Inc.

Greensboro, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-03-17
  • NC RA
    APPROVED
    Since 2009-03-17

Branch Locations

800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Greensboro NC 03/2009 Present
  • 03/2009 → Present
    Oppenheimer & Co
    Greensboro, NC
Previous Registrations
  • 2007-07-19 → 2009-03-18
    Stanford Group Company
    Charlotte, NC
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-18
S63 Uniform Securities Agent State Law Examination 2006-06-26
  • S66 Uniform Combined State Law Examination
    2007-07-18
  • S63 Uniform Securities Agent State Law Examination
    2006-06-26
Other Names
  • John R. Rich
  • John Richard Mcgillicuddy
  • John R Rich
  • John R Rich

View on SEC IAPD

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