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Stuart Thomas Mccormick

Raymond James & Associates, Inc.

Birmingham, MI

CRD 3274294

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-03-19
TX RA APPROVED_RES 2006-04-07
  • MI RA
    APPROVED
    Since 2010-03-19
  • TX RA
    APPROVED_RES
    Since 2006-04-07

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Birmingham MI 03/2003 Present
  • 03/2003 → Present
    Raymond James & Associates
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-22
S63 Uniform Securities Agent State Law Examination 1999-08-28
  • S65 Uniform Investment Adviser Law Examination
    2001-08-22
  • S63 Uniform Securities Agent State Law Examination
    1999-08-28
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH

Nearby Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI

More in Birmingham, MI

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