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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-30 |
Branch Locations
780 Mangrove Avenue, Chico, CA 95926 • United States
1250 Hilltop Drive, Redding, CA 96003 • United States
880 E Cypress Avenue, Redding, CA 96002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tri Counties Bank | Redding | CA | 10/2014 | Present |
| Raymond James Financial Services, Inc | Redding | CA | 10/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Redding | CA | 10/2014 | Present |
(1) Name of Business: Tri Counties Advisors Address: 880 E Cypress Ave , Redding, CA, 96002, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 03/12/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-22 |
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