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15 E Ridge Pike, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-08-16 |
Branch Locations
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-04 |
| PA | RA | APPROVED | 2016-07-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2016 | Present |
| Firstrust Financial Advisors | Conshohocken | PA | 08/2021 | Present |
1) INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC THROUGH FIRSTRUST FINANCIAL RESOURCES(DBA) FROM BUSINESS ADDRESS FOR 5HRS/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 7/2011; 2) Firstrust Financial Advisors , 15 E. Ridge Pike Conshohocken, PA, IAR, since 2/28/2022, 5 hrs/mo,Investment Advisor Rep
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-24 |
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