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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-05
  • PA RA
    APPROVED
    Since 2016-12-05

Branch Locations

1920 Butler Pike, Conshohocken, PA 19428 • United States

8500 Germantown Avenue, Philadelphia, PA 19118 • United States

600 Old York Road, Jenkintown, PA 19406 • United States

2795 Ridge Pike, Trooper, PA 19403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 05/2013 11/2016
Trumark Financial Credit Union Jenkintown PA 05/2013 Present
Lpl Financial, Llc Jenkintown PA 12/2016 Present
  • 05/2013 → 11/2016
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2013 → Present
    Trumark Financial Credit Union
    Jenkintown, PA
  • 12/2016 → Present
    Jenkintown, PA
Previous Registrations
  • 2013-05-22 → 2016-11-30
    Cuso Financial Services, L.P.
    Jenkintown, PA
    Levittown, PA
    Philadelphia, PA
    Trooper, PA
    Conshohoken, PA
    Upper Darby, PA
    Horsham, PA
    Wayne, PA
    Philadelphia, PA
    Springfield, PA
    Philadelphia, PA
    North Wales, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadephia, PA
  • 2012-02-22 → 2013-06-11
    Glenside, PA
    Abington, PA
    Philadelphia, PA
  • 2006-10-13 → 2011-11-18
    Willow Grove, PA
    Willow Grove, PA
    Philadelphia, PA
    Glenside, PA
    Horsham, PA
    Willow Grove, PA
    Blue Bell, PA
    Philadelphia, PA
    Fort Washington, PA
    Souderton, PA
    Johnston, RI
    Philadelphia, PA
    Hatboro, PA
Other Businesses

1. 12/01/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Trumark Financial Investor Services - Investment Related - At Reported Business Location(s) 2. 3/16/2021 - No Business Name - Investment Related - Philadelphia, PA - Real Estate Rental - Start Date: 8/10/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Monthly passive income. 3. 08/25/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Financial Credit Union - DBA: TruMark Financial Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date: 08/23/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 1/25/2022 - No Business Name - Investment Related - Ocean City, Maryland - Real Estate Rental - Started 01/03/2022 - 23 Hours Per Month/0 Hours During Securities Trading 5. 11/09/2022 - No Business Name - Investment Related - Philadelphia, PA - Real Estate Rental - Start Date - 08/10/2022 - 0 Hours Per Month/0 Hours During Securities Trading 6. 06/10/2024 - Real Estate Rental - Investment Related - Ocean City, MD - Start Date 09/29/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 04/08/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Wealth Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/12/2026 - 160 hours per month/ during trading 8. 04/08/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Wealth Advisors - Not Investment Related - At Reported Business Location(s) - Start Date 04/12/2026 - 160 hours per month/ during trading 9. 04/14/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Wealth Advisors - Not Investment Related - At Reported Business Location(s) - Start Date 04/12/2026 - 200 hours per month/ 160 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 1999-09-30
  • S65 Uniform Investment Adviser Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    1999-09-30
Other Names
  • Tj Le

View on SEC IAPD

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