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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Alexandria | LA | 05/2005 | 10/2019 |
| Fsc Agency | Atlanta | GA | 05/2005 | 10/2019 |
| Lpl Financial Llc | Alexandria | LA | 10/2019 | Present |
1)09/05/2019 - Financial Solutions Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2000 2)09/05/2019 - Schmolke Investment Team - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2000 3)09/05/2019 - O'Quin Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2000
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-27 |
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