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Theodore H., Iii Ashford

Ashford Capital Management Inc

Wilmington, DE

CRD 4370791

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Employer firm

Ashford Capital Management Inc CRD 110696

$966M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ashford Capital Management Inc

One Walkers Mill Road, Wilmington, DE 19807-2317 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-04-24
  • DE RA
    APPROVED
    Since 2021-04-24

Branch Locations

One Walkers Mill Road, Wilmington, DE 19807-2317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashford Capital Management, Inc. Wilmington DE 03/1994 Present
Other Businesses

Miller Industries, non-investment related, 8503 Hilltop Drive, Ooltewah, TN, 37363, Manufacture and sale of towing and recovery equipment, Director, started 10/2011, 1 hour per month, business guidance & corporate governance. Market Street Trust, investment related, 80 E. Market Street, Corning, NY 14830, Asset Management & Family Office, Director, started in 2016, 4 hours per month, Economic & stock market counsel. Mt. Cuba Astronomical Observatory, investment related, P.O. Box 3915, Wilmington, DE 19807, Astronomy & Science, Trustee, started in 2009, 1 hour per month, economic and stock market counsel. Welch Capital, investment related, 601 Lexington Avenue, New York, NY 10022, Investment Management, started in 2012, Limited Role Advisory Director, 1 hour per quarter, Economic and stock market counsel.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-24
  • S65 Uniform Investment Adviser Law Examination
    2021-04-24

View on SEC IAPD

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