Gino Jose Gonzalez

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-06
CA	RA	APPROVED	2016-04-04

TX RA
APPROVED_RES

Since 2023-12-06
CA RA
APPROVED

Since 2016-04-04

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Beverly Hills	CA	04/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	Present

04/2016 → Present

Morgan Stanley Smith Barney Llc

Beverly Hills, CA
04/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2010-01-01 → 2016-04-13

Ubs Financial Services Inc.

San Diego, CA

Beverly Hills, CA
2008-08-05 → 2010-01-01

Ubs International Inc.

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-22
S63	Uniform Securities Agent State Law Examination	2002-11-18

S66 Uniform Combined State Law Examination

2008-07-22
S63 Uniform Securities Agent State Law Examination

2002-11-18

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews