Brian Howard Rubin

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-11-07
MD	RA	APPROVED	2013-11-15

TX RA
APPROVED_RES

Since 2014-11-07
MD RA
APPROVED

Since 2013-11-15

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

9515 Deereco Rd. Suite 201, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co	Baltimore	MD	11/2013	Present

11/2013 → Present

Benjamin F Edwards & Co

Baltimore, MD

Previous Registrations

2008-08-26 → 2013-11-19

Wells Fargo Clearing Services, Llc

Baltimore, MD

Baltimore, MD
2005-11-17 → 2008-08-27

Banc Of America Investment Services, Inc.

Baltimore, MD

Towson, MD

Baltimore, MD

Baltimore, MD

Towson, MD

Other Businesses

Estate of Keith A. Rubin - Lutherville, MD., Personal Representative - Inv-Related, Start Date: 12/26/2022, 2 hours per month, 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-16
S63	Uniform Securities Agent State Law Examination	2001-05-03

S66 Uniform Combined State Law Examination

2005-11-16
S63 Uniform Securities Agent State Law Examination

2001-05-03

View on SEC IAPD

Current Employers

Benjamin F. Edwards & Company, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews