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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-20 |
Branch Locations
2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Brea | CA | 04/2003 | Present |
| Nylife Securities Inc | Brea | CA | 06/2003 | Present |
| Eagle Strategies Llc | Brea | CA | 05/2020 | Present |
[DIAMOND BAR CHINESE AMERICAN ASSOCIATION AND SCHOOL; BOARD MEMBER; NON INVESTMENT RELATED; DIRECTOR OF PTA; START DATE 07/2008; 3207 AS BREA CAYON RD DIAMOND BAR CA] [Brea Korean Sister Community Associate; help Korean Americans to connect with the community, by hosting various community events to introduce Korean culture to the community.; 263 viking ave., brea, ca 92821; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Korean American Chamber of Commerce of Orange County; this is the non profit organization recruits korean american business owners for networking and service to public; 9828 Garden Grove Blvd., #207, Garden Grove, CA 92844; Start Date 09/2020; Role/Title: Director; Not Investment Related; 12 hours per month; 0 hours per month during securities trading hours; volunteer for events]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-03 |
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