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Gregory Alexander Nikolaieff

Ameriprise Financial Services, LLC

Novato, CA

Novato, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
CA RA APPROVED 2001-06-08
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • CA RA
    APPROVED
    Since 2001-06-08

Branch Locations

7250 Redwood Blvd Ste 300, Novato, CA 94945 • United States

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Novato CA 09/2005 03/2020
Ameriprise Financial Services, Llc Novato CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-06
  • S66 Uniform Combined State Law Examination
    2001-06-06

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Novato, CA
WELLS FARGO CLEARING SERVICES, LLC · NOVATO, CA
CHARLES SCHWAB & CO., INC. · Novato, CA
LPL FINANCIAL LLC · NOVATO, CA
EDWARD JONES · NOVATO, CA
J.P. MORGAN SECURITIES LLC · Novato, CA

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