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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-04
GA RA APPROVED 2017-12-21
  • TN RA
    APPROVED
    Since 2023-01-04
  • GA RA
    APPROVED
    Since 2017-12-21

Branch Locations

2300 Lakeview Pkwy, Alpharetta, GA 30009 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 06/2006 08/2017
Suntrust Advisory Services Atlanta GA 09/2016 08/2017
Hightower Securities, Llc Alpharetta GA 08/2017 Present
Hightower Advisors, Llc Alpharetta GA 08/2017 Present
  • 06/2006 → 08/2017
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 08/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2017 → Present
    Hightower Securities, Llc
    Alpharetta, GA
  • 08/2017 → Present
    Alpharetta, GA
Previous Registrations
  • 2016-09-13 → 2017-08-25
    Chattanooga, TN
    Alpharetta, GA
  • 2008-07-03 → 2016-12-31
    Truist Investment Services, Inc.
    Alpharetta, GA
    Atlanta, GA
    Chattanooga, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-30
S63 Uniform Securities Agent State Law Examination 2002-02-27
  • S65 Uniform Investment Adviser Law Examination
    2008-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-27
Other Names
  • Natalie B Wallace
  • Natalie Bradford Wallace

View on SEC IAPD

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