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Employer firm

Victory Capital Management Inc. CRD 106189

$283B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • MODEL PORTFOLIOS; RESEARCH SERVICES FOR A FEE TO CERTAIN NON-RELATED PERSONS

From the firm’s Form ADV. Read the guides:

Current Employers
Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
  • TX RA
    APPROVED_RES
    Since 2025-09-18

Branch Locations

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Fairhope, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 10/2005 06/2017
Amundi Pioneer Distributor, Inc. Boston MA 07/2017 12/2020
Amundi Distributor Us, Inc. Boston MA 01/2021 04/2025
Victory Capital Services, Inc. Fairhope AL 04/2025 Present
Victory Capital Management Inc. Fairhope AL 04/2025 Present
  • 10/2005 → 06/2017
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 07/2017 → 12/2020
    Amundi Pioneer Distributor, Inc.
    Boston, MA
  • 01/2021 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 04/2025 → Present
    Victory Capital Services, Inc.
    Fairhope, AL
  • 04/2025 → Present
    Fairhope, AL
Previous Registrations
  • 2021-01-04 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2006-04-20 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2005-11-09 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2005-09-23 → 2005-10-18
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2005-06-01 → 2005-09-19
    Amsouth Asset Management, Inc.
    Birmingham, AL
Other Businesses

Panache; interior items and design consultations; 139 Augusta Ct Fairhope, AL 36532; Start Date 12/29/2025; Owner and Designer; Non-Investment Related; 42 hours per month with 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-21
  • S66 Uniform Combined State Law Examination
    2003-07-21
Other Names
  • Shamim Dana Johnson
  • Shamim Dana Johnson

View on SEC IAPD

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