Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-11-24
KY RA APPROVED 2009-10-14
  • IN RA
    APPROVED
    Since 2010-11-24
  • KY RA
    APPROVED
    Since 2009-10-14

Branch Locations

3205 Frederica Street, Owensboro, KY 42301 • United States

500 Frederica Street, Owensboro, KY 42301 • United States

45 Hwy 66, Tell City, IN 47586 • United States

305 S Us Highway 231, Jasper, IN 47546 • United States

418 Newman Circle, Eddyville, KY 42038 • United States

1389 Whittington Drive, Madisonville, KY 42431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Owensboro KY 10/2009 Present
  • 10/2009 → Present
    Fifth Third Securities
    Owensboro, KY
Previous Registrations
  • 2006-03-17 → 2009-09-23
    Cetera Investment Services Llc
    Tell City, IN
    Rockport, IN
    Tell City, IN
Other Businesses

Candy Cane Properties LLC - 178 E. Candy Cane Ln., Santa Claus, IN 47579 - rental property operator - owner/VP - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-07
S63 Uniform Securities Agent State Law Examination 2001-06-13
  • S65 Uniform Investment Adviser Law Examination
    2002-08-07
  • S63 Uniform Securities Agent State Law Examination
    2001-06-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owensboro, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor