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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-24 |
| MD | RA | APPROVED | 2009-12-15 |
Branch Locations
2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Lutherville | MD | 11/2004 | Present |
| Morgan Stanley Smith Barney | Baltimore | MD | 06/2009 | Present |
HECTS INVESTMENT RELATED. HARFORD MALL ILN BEL AIR, MD, RETAIL, CASHIER START DATE 05/02 20/30 HRS MONTHLY. NO HRS DURING SECURITIES TRADING HRS. RING UP ITEMS, BAG ITEMS, AUDIT REGISTER, HELP CUSTOMER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-13 |
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