Vicki Lee Beam

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → Present
  Various Insurance Carriers
  Traverse City, MI
• 08/2011 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2011 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2010-01-12 → 2010-12-31
  Workman Securities Corporation
  Eden Prairie, MN
  Eden Prairie, MN
  Traverse City, MI
• 2007-04-12 → 2008-08-15
  Workman Securities Corporation
  Traverse City, MI
  Eden Prairie, MN
  Traverse City, MI
• 2002-06-14 → 2006-08-29
  Waddell & Reed
  Traverse City, MI
  Bellaire, MI
  Cadillac, MI

Other Businesses

(1) A) MICHIGAN COLLEGE PLANNING, LLC. B) NOT INVESTMENT RELATED C) 601 S. GARFIELD AVENUE, SUITE B, TRAVERSE CITY, MI 49686 D) COLLEGE PLANNING ASSISTANCE E) MEMBER F) MARCH 2012 G) 40 HRS/MONTH H) 20 DURING TRADING I) HELP CLIENTS AND PROSPECTS LOOK INTO COSTS, SCHOOLS, AND DEGREES FOR COLLEGE HELP J) NOT AN OFFICER K) CLIENTS INVOLVED (2) A) FORTITUDE WEALTH PLANNERS, LLC. B) INVESTMENT RELATED C) 601 S. GARFIELD AVENUE, SUITE B, TRAVERSE CITY, MI 49686 D) FIXED INSURANCE E) AGENT F) AUGUST 2006 G) 20 HRS/MONTH H) 20 DURING TRADING HRS I) SALES AND SERVICE J) OFFICER K) CLIENTS INVOLVED (3) RENTAL HOME ON AIRBNB AND VRBO - 6847 Baggs Road NW, Williamsburg, MI - 6/15/18 - 1 HR PER MONTH OUTSIDE OF TRADING HOURS - NON-INVESTMENT RELATED (4) Beam Properties, LLC; not investment related; managing member - start date 1/1/2020; 7327 Crisp Road Williamsburg MI 49690; entity owns rental property; 0 hours per month. (5) Atlantic Sun Financial Group; DBA; Investment related; 4075 County Road 106, Oxford, FL 34484; Financial Services; Financial Advisor; Start 5/15/2023; 80 hrs/mo, (6) Keep Whitewater Rural, LLC; 6847 Baggs Road NW, Williamsburg, MI; Not investment related; President; We formed a group to meet and keep our township board on tasks to enforce the Master Plan - Keep Whitewater Township Rural; Start 9/18/23; 1 hour/month during trading. (7) Notary Public; Provide notary services; 601 S Garfield Avenue, Suite B, Traverse City MI  49686; Not investment Related; Start Date:  4/1/2020; 1 hour/month during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-28
• S63 Uniform Securities Agent State Law Examination
  2001-04-06

Other Names

• Vicki Lee Koehn
• Vicki Lee Falting