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John Thomas Gallinaro

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Land, TX

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-11
  • TX RA
    APPROVED
    Since 2023-12-11

Branch Locations

13135 Dairy Ashford Rd Retirement & Personal Wealth Solutions, Sugar Land, TX 77478 • United States

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 06/2015 04/2017
Mml Distributors, Llc North Richland Hills TX 06/2015 04/2017
Unemployed Sugar Land TX 05/2017 12/2017
Principal Life Insurance Company Sugar Land TX 12/2017 12/2023
Principal Securities Inc Sugar Land TX 12/2017 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 12/2023 Present
  • 06/2015 → 04/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 06/2015 → 04/2017
    Mml Distributors, Llc
    North Richland Hills, TX
  • 05/2017 → 12/2017
    Unemployed
    Sugar Land, TX
  • 12/2017 → 12/2023
    Principal Life Insurance Company
    Sugar Land, TX
  • 12/2017 → 12/2023
    Principal Securities Inc
    Sugar Land, TX
  • 12/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
  • S66 Uniform Combined State Law Examination
    2001-05-25
Other Names
  • Jt Gallinaro

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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