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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-25 |
| WA | RA | APPROVED | 2024-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Services, Inc | Philadelphia, | PA | 11/2002 | 10/2017 |
| J.P. Morgan Securities Llc | Seattle | WA | 01/2003 | Present |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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