Scott S. Notowitz

Current Employers

Employment History

• 06/2009 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 09/2009 → 09/2016
  Bank Of America, N.A.
  Boca Raton, FL
• 09/2016 → Present
  Morgan Stanley
  Boca Raton, FL
• 10/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-06-17 → 2016-09-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 2003-09-09 → 2009-07-02
  Ubs Financial Services Inc.
  Boca Raton, FL
  Boca Raton, FL
• 2003-07-01 → 2003-09-19
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 2001-05-17 → 2003-07-01
  Prudential Equity Group, Llc
  Boca Raton, FL

Other Businesses

BUSINESS OR ACTIVITY NAME: ANTI-DEFAMATION LEAGUE FOUNDATION INVESTMENT COMMITTEE FOR PROFIT OR NOT FOR PROFIT: NOT FOR PROFIT INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: ADL, 605 THIRD AVE., NEW YORK, NY 10158 NATURE OF BUSINESS: THE ANTI-DEFAMATION LEAGUE (ADL) FIGHTS ANTI-SEMITISM AND ALL FORMS OF BIGOTRY IN THE U.S. AND ABROAD THROUGH INFORMATION, EDUCATION, LEGISLATION, AND ADVOCACY. ADL SERVES AS A RESOURCE FOR GOVERNMENT, MEDIA, LAW ENFORCEMENT, EDUCATORS AND THE PUBLIC. YOUR POSITION, TITLE, ASSOCIATION: MEMBER OF INVESTMENT COMMITTEE START DATE OF RELATIONSHIP: 08/2011 NUMBER OF HOURS DEVOTED PER MONTH: 2 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 2 HOURS QUARTERLY YOUR DUTIES: GIVE ADVICE/INPUT TO MANAGERS OF FOUNDATION Anti-Defamation League; Investment related No; New York, NY; Non-Profit, Education and Law enforcement training; Committee member of the Investment committee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0.15; After business hours: 0; Monthly committee meetings to discuss the current investments allocated for the non -profits foundation

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-05
• S63 Uniform Securities Agent State Law Examination
  2001-06-26