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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-08-16
  • MI RA
    APPROVED
    Since 2018-08-16

Branch Locations

10161 E Pickwick Ct Ste B, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Traverse City MI 01/2001 Present
Todd Hart Insurance Agency Traverse City MI 01/2004 Present
State Farm Investment Management Corp. Traverse City MI 08/2018 Present
  • 01/2001 → Present
    State Farm Vp Management Corp
    Traverse City, MI
  • 01/2004 → Present
    Todd Hart Insurance Agency
    Traverse City, MI
  • 08/2018 → Present
    Traverse City, MI
Other Businesses

1) PICKWICK CENTRE CONDOMINIUM ASSOCIATION, INVESTMENT RELATED, 10161 E PICKWICK CT, TRAVERSE CITY, MI 49684, THIS CONDO OWNS THE BUILDING OF WHICH MY OFFICE OCCUPIES 1/8 OF THE SPACE, SECRETARY, START DATE 11-01-2001, 1 HOUR PER MONTH/0 DEVOTED DURING SECURITIES TRADING HOURS, DUTIES-TAKE NOTES AND DISTRIBUTE MEETING MINUTES. 2) Todd Hart's Insurance Agency; Insurance Agency; Investment-related; 10161 E Pickwick Ct Ste B Traverse City, MI 49684-5239; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2001; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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