Mark Lehman Bobruff

Employer firm

Tumolo Wealth Management LLC CRD 330567

$134M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 01/2018
  Scottrade, Inc
  New Haven, CT
• 02/2018 → 09/2019
  Td Ameritrade, Inc.
  New Haven, CT
• 02/2018 → 09/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 03/2021 → 11/2024
  Pruco Securities, Llc.
  Glastonbury, CT
• 10/2019 → 02/2021
  Unemployed
  Cheshire, CT
• 04/2021 → 11/2024
  Prudential Financial Planning Services
  Glastonbury, CT
• 11/2024 → 01/2026
  Lpl Enterprise, Llc
  Glastonbury, CT
• 01/2026 → Present
  Tumolo Wealth Management, Llc
  East Lyme, CT

Previous Registrations

• 2024-11-14 → 2026-01-28
  Lpl Enterprise, Llc
  Shelton, CT
  Glastonbury, CT
• 2021-04-29 → 2024-11-14
  Pruco Securities, Llc.
  Glastonbury, CT
• 2018-02-27 → 2019-09-11
  Td Ameritrade, Inc.
  New Haven, CT
• 2018-02-26 → 2019-09-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  New Haven, CT
• 2017-01-24 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2012-05-03 → 2015-09-01
  Msi Financial Services, Inc.
  Shelton, CT
• 2011-09-08 → 2012-03-23
  Allstate Financial Advisors, Llc
  Farmington, CT
• 2008-06-05 → 2011-07-26
  Global Portfolio Strategies, Inc.
  Hartford, CT
• 2006-05-11 → 2008-05-30
  Wells Fargo Clearing Services, Llc
  Wallingford, CT
  Wallingford, CT
  Melville, NY
• 2005-01-19 → 2006-05-05
  Newalliance Investments, Inc.
  North Haven, CT
• 2003-02-10 → 2004-01-15
  Raymond James Financial Services, Inc.
  New Haven, CT
• 2001-07-11 → 2003-01-29
  Ubs Financial Services Inc.
  Hartford, CT

Other Businesses

1) INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, OLD SAYBROOK, CONNECTICUT, INSURANCE SALES, AGENT, JULY 2025, 0 HOURS PER MONTH (INACTIVE)

Exams

• S66 Uniform Combined State Law Examination
  2001-05-24

Other Names

• Mark Lehman Bobruff
• Mark Bobruff