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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-23 |
| ME | RA | APPROVED | 2008-09-18 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
Gray, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Portland | ME | 09/2008 | 02/2017 |
| Ubs Financial Services Inc. | Portland | ME | 03/2017 | Present |
1) GRAY COMMUNITY ENDOWMENT INC / BOX 1376 GRAY ME 04039 / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / NON PROFIT / 501C3 CORPORATION ESTABLISHED TO CREATE AN ENDOWMENT FOR PRESENT AND FUTURE COMMUNITY PROGRAMS/ TREASURE / FILE 990 FORM, ACCOUNTING / START DATE 11/06/2008 / 10 HOURS DURING WORKING HOURS. /// 2) 123 LLC / PO Box 354 Raymond, ME 04071 / Company/ Real Estate / Rental Property / Other / Agent / Co Manage the rental property / Start Date 5/7/2015 /// 3) 32 LLC / PO Box 354 Raymond, ME 04071 / Company/ Real Estate / Rental Property / Other / Agent / Co Manage - Duplex Rental / Start Date 5/7/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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