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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-28 |
Branch Locations
10 E Doty St Suite 800, Madison, WI 53703 • United States
6691 Cheddar Crest Dr, Sun Prairie, WI 53590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Madison | WI | 10/2011 | 09/2017 |
| Old National Bank | Madison | WI | 05/2016 | 09/2017 |
| Retired | Sun Prairie | WI | 09/2017 | 02/2018 |
| Lpl Financial, Llc | Madison | WI | 02/2018 | Present |
| Johnson Financial Group | Madison | WI | 02/2018 | Present |
1)2/28/18- CHRISTMAS TREELAND- FAMILY TREE FARM BUSINESS-ASSIST WITH RETAIL SALES- Non-Investment Related - Baraboo, WI- start date 11/11/2011 - Time Spent 1% 2) 10/11/2021 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/11/2019 - 60 Hours Per Month During Securities Trading 3) 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - At Reported Business Location(s) - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-19 |
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