Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-28
  • WI RA
    APPROVED
    Since 2018-02-28

Branch Locations

10 E Doty St Suite 800, Madison, WI 53703 • United States

6691 Cheddar Crest Dr, Sun Prairie, WI 53590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Madison WI 10/2011 09/2017
Old National Bank Madison WI 05/2016 09/2017
Retired Sun Prairie WI 09/2017 02/2018
Lpl Financial, Llc Madison WI 02/2018 Present
Johnson Financial Group Madison WI 02/2018 Present
  • 10/2011 → 09/2017
    Madison, WI
  • 05/2016 → 09/2017
    Old National Bank
    Madison, WI
  • 09/2017 → 02/2018
    Retired
    Sun Prairie, WI
  • 02/2018 → Present
    Madison, WI
  • 02/2018 → Present
    Johnson Financial Group
    Madison, WI
Previous Registrations
  • 2011-10-11 → 2017-09-12
    Madison, WI
    Middleton, WI
    Richland Center, WI
    Dodgeville, WI
    Viroqua, WI
    Madison, WI
    Berlin, WI
    Florence, AL
    West Allis, WI
    Verona, WI
    Sun Prairie, WI
    Ripon, WI
    Praire Du Chien, WI
    Plover, WI
    Platteville, WI
    Oshkosh, WI
    New Glarus, WI
    Oregon, WI
    New Berlin, WI
    Monona, WI
    Monroe, WI
    Menasha, WI
    Madison, WI
    Sussex, WI
    Madison, WI
    Madison, WI
    Madison, WI
    Lake Geneva, WI
    Glendale, WI
    Franklin, WI
    Madison, WI
    Lancaster, WI
    Janesville, WI
    Delavan, WI
    Deforest, WI
    Oshkosh, WI
    Menomone Falls, WI
    Brookfield, WI
    Winneconne, WI
    Greenfield, WI
    Boscobel, WI
    Appleton, WI
    Appleton, WI
    Fitchburg, WI
    Wautoma, WI
    Appleton, WI
    Stoughton, WI
    Waunakee, WI
    Stevens Point, WI
    Stanley, WI
    Oshkosh, WI
    Neenah, WI
    Mount Horeb, WI
    Madison, WI
    Janesville, WI
    Eau Claire, WI
    Chippewa Falls, WI
    Appleton, WI
    Appleton, WI
    Viroqua, WI
    Appleton, WI
    Madison, WI
    Appleton, WI
    Appleton, WI
    Berlin, WI
    Boscobel, WI
    Brookfield, WI
    Chippewa Falls, WI
    Oshkosh, WI
    Deforest, WI
    Delavan, WI
    Dodgeville, WI
    Eau Claire, WI
    Fitchburg, WI
    Franklin, WI
    Glendale, WI
    Greenfield, WI
    Janesville, WI
    Janesville, WI
    Lancaster, WI
    Madison, WI
    Madison, WI
    Madison, WI
    Madison, WI
    Madison, WI
    Madison, WI
    Menasha, WI
    Middleton, WI
    Monona, WI
    Monroe, WI
    Mount Horeb, WI
    Neenah, WI
    New Berlin, WI
    New Glarus, WI
    Oregon, WI
    Oshkosh, WI
    Oshkosh, WI
    Platteville, WI
    Plover, WI
    Praire Du Chien, WI
    Ripon, WI
    Stanley, WI
    Stevens Point, WI
    Stoughton, WI
    Sun Prairie, WI
    Menomone Falls, WI
    Verona, WI
    Waunakee, WI
    Wautoma, WI
    West Allis, WI
    Winneconne, WI
    Madison, WI
    Madison, WI
    Madison, WI
  • 2008-10-09 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Balsam Lake, WI
    New Richmond, WI
    Charlotte, NC
    Madison, WI
Other Businesses

1)2/28/18- CHRISTMAS TREELAND- FAMILY TREE FARM BUSINESS-ASSIST WITH RETAIL SALES- Non-Investment Related - Baraboo, WI- start date 11/11/2011 - Time Spent 1% 2) 10/11/2021 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/11/2019 - 60 Hours Per Month During Securities Trading 3) 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - At Reported Business Location(s) - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Other Names
  • Jess Dohner

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor