Alan Stuart Weintraub

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Wells Fargo Advisors Llc
  Birmingham, AL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Birmingham, AL

Previous Registrations

• 2009-06-01 → 2015-09-09
  Morgan Stanley
  Birmingham, AL
  New Orleans, LA
  Birmingham, AL
  New Orleans, LA
• 2008-08-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  New Orleans, LA
• 2005-08-05 → 2008-09-08
  Ubs Financial Services Inc.
  New Orleans, LA
  New Orleans, LA

Other Businesses

STATE BAR OF GEORGIA AND THE STATE BAR OF LOUISIANA; MAINTAIN INACTIVE LICENSE. DO NOT PRACTICE LAW. INACTIVE MEMBER OF THE BAR. 1996

Exams

• S66 Uniform Combined State Law Examination
  2001-06-07