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1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-12-11 |
Branch Locations
1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisorshares Investments, Llvc | Bethesda | MD | 08/2012 | 12/2018 |
| Foreside Fund Services, Llc | Bethesda | MD | 09/2012 | 12/2018 |
| Unemployed | Sykesville | MD | 12/2018 | 08/2019 |
| M&T Bank | Ellicott City | MD | 08/2019 | 11/2019 |
| M&T Securities, Inc | Ellicott City | MD | 08/2019 | 11/2019 |
| Axa Equitable | Falls Church | VA | 11/2019 | 06/2020 |
| Axa Advisors | New York | NY | 01/2020 | 06/2020 |
| Equitable | Falls Church | VA | 11/2019 | 11/2024 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 11/2024 |
| Independent Financial Group Llc | Annapolis | MD | 11/2024 | Present |
| Scarborough Capital Management | Annapolis | MD | 11/2024 | Present |
1) U.S. Army Reserves, 430th ICTC, Glen Burnie MD NCO/SQUAD LEADER/SGT SINCE 11/2011 WORKING APPROX 48 HRS PER MO EARNING $500 P/M. Drives military vehicles and train soldiers how to drive military vehicles. 2) U.S. ARMY RESERVES POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 16 START DATE: 11/20/2011 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Soldier in the U.S. Army Reserves. Mostly weekends, some weekdays and general 2-3 weeks in the summer for annual training. 3) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/18/2024 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Chief Compliance Officer - Manage and run the compliance program for the firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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