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Current Employers
Scarborough Capital Management

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-12-11
  • MD RA
    APPROVED
    Since 2024-12-11

Branch Locations

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisorshares Investments, Llvc Bethesda MD 08/2012 12/2018
Foreside Fund Services, Llc Bethesda MD 09/2012 12/2018
Unemployed Sykesville MD 12/2018 08/2019
M&T Bank Ellicott City MD 08/2019 11/2019
M&T Securities, Inc Ellicott City MD 08/2019 11/2019
Axa Equitable Falls Church VA 11/2019 06/2020
Axa Advisors New York NY 01/2020 06/2020
Equitable Falls Church VA 11/2019 11/2024
Equitable Advisors, Llc New York NY 01/2020 11/2024
Independent Financial Group Llc Annapolis MD 11/2024 Present
Scarborough Capital Management Annapolis MD 11/2024 Present
  • 08/2012 → 12/2018
    Advisorshares Investments, Llvc
    Bethesda, MD
  • 09/2012 → 12/2018
    Foreside Fund Services, Llc
    Bethesda, MD
  • 12/2018 → 08/2019
    Unemployed
    Sykesville, MD
  • 08/2019 → 11/2019
    M&T Bank
    Ellicott City, MD
  • 08/2019 → 11/2019
    M&T Securities, Inc
    Ellicott City, MD
  • 11/2019 → 06/2020
    Axa Equitable
    Falls Church, VA
  • 01/2020 → 06/2020
    Axa Advisors
    New York, NY
  • 11/2019 → 11/2024
    Equitable
    Falls Church, VA
  • 01/2020 → 11/2024
    New York, NY
  • 11/2024 → Present
    Independent Financial Group Llc
    Annapolis, MD
  • 11/2024 → Present
    Annapolis, MD
Previous Registrations
Other Businesses

1) U.S. Army Reserves, 430th ICTC, Glen Burnie MD NCO/SQUAD LEADER/SGT SINCE 11/2011 WORKING APPROX 48 HRS PER MO EARNING $500 P/M. Drives military vehicles and train soldiers how to drive military vehicles. 2) U.S. ARMY RESERVES POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 16 START DATE: 11/20/2011 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Soldier in the U.S. Army Reserves. Mostly weekends, some weekdays and general 2-3 weeks in the summer for annual training. 3) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/18/2024 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: Chief Compliance Officer - Manage and run the compliance program for the firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2001-03-19
  • S66 Uniform Combined State Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-19
Other Names
  • Reese Michael Corley
  • Reese Corley
  • Reese M Corley

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