Philip Roger Gordley

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1982 → Present
  Core Financial
  Albuquerque, NM
• 05/2016 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2014-12-09 → 2016-04-06
  Global Financial Private Capital, Inc.
  Albuquerque, NM
  Sarasota, FL

Other Businesses

CORE FINANCIAL INSURANCE AGENT SELLING LIFE INSURANCE, HEALTH INSURANCE AND FIXED AND INDEXED ANNUITIES SINCE 1982. 200 HOURS PER MONTH 6707 ACADEMY RD. NE STE. B ALBUQUERQUE, NM 87109

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-06
• S63 Uniform Securities Agent State Law Examination
  2001-06-22