Philip Roger Gordley

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2016-05-06

NM RA
APPROVED

Since 2016-05-06

Branch Locations

6707 Academy Rd Ne Ste B, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Core Financial	Albuquerque	NM	01/1982	Present
Ae Wealth Management, Llc	Topeka	KS	05/2016	Present

01/1982 → Present

Core Financial

Albuquerque, NM
05/2016 → Present

Ae Wealth Management, Llc

Topeka, KS

Previous Registrations

2014-12-09 → 2016-04-06

Global Financial Private Capital, Inc.

Albuquerque, NM

Sarasota, FL

Other Businesses

CORE FINANCIAL INSURANCE AGENT SELLING LIFE INSURANCE, HEALTH INSURANCE AND FIXED AND INDEXED ANNUITIES SINCE 1982. 200 HOURS PER MONTH 6707 ACADEMY RD. NE STE. B ALBUQUERQUE, NM 87109

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-06
S63	Uniform Securities Agent State Law Examination	2001-06-22

S65 Uniform Investment Adviser Law Examination

2014-11-06
S63 Uniform Securities Agent State Law Examination

2001-06-22

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews