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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
55 East Main Street, Cambridge, NY 12816 • United States
Buskirk, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Buskirk | NY | 10/2001 | 11/2024 |
| Prudential Insurance Company Of America | Buskirk | NY | 10/2001 | Present |
| Lpl Enterprise, Llc | Cambridge | NY | 11/2024 | Present |
1) 09/05/2024 - Jackson Tyler Watkins Trust - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hr/mth - 1hr/mth During Trading 2) 09/05/2024 - Elizabeth E Weisenseel - POA for immediate family - Act in a Fiduciary Capacity - Non Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 4hrs/mth - 4hrs/mth During Trading 3) 09/05/2024 - Jase Michael Watkins - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hrs/mth - 1hrs/mth During Trading 4) 09/05/2024 - Alexandra Jean Trust - Trustee for Grandchildren - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hrs/mth - 1hrs/mth During Trading 5) 09/05/2024 - Alan Watkins - POA for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 05/01/2002 - 0hrs/mth - 0hrs/mth During Trading 6) 09/05/2024 - Marion A Watkins - spouse POA - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 05/02/2002 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-20 |
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