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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

55 East Main Street, Cambridge, NY 12816 • United States

Buskirk, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Buskirk NY 10/2001 11/2024
Prudential Insurance Company Of America Buskirk NY 10/2001 Present
Lpl Enterprise, Llc Cambridge NY 11/2024 Present
Previous Registrations
  • 2019-01-30 → 2024-11-14
    Cambridge, NY
    Cambridge, NY
    Cambridge, NY
    Buskirk, NY
    Buskirk, NY
    Cambridge, NY
    Buskirk, NY
    Shelton, CT
    Cambridge, NY
Other Businesses

1) 09/05/2024 - Jackson Tyler Watkins Trust - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hr/mth - 1hr/mth During Trading 2) 09/05/2024 - Elizabeth E Weisenseel - POA for immediate family - Act in a Fiduciary Capacity - Non Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 4hrs/mth - 4hrs/mth During Trading 3) 09/05/2024 - Jase Michael Watkins - Trustee for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hrs/mth - 1hrs/mth During Trading 4) 09/05/2024 - Alexandra Jean Trust - Trustee for Grandchildren - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 12/30/2014 - 1hrs/mth - 1hrs/mth During Trading 5) 09/05/2024 - Alan Watkins - POA for immediate family - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 05/01/2002 - 0hrs/mth - 0hrs/mth During Trading 6) 09/05/2024 - Marion A Watkins - spouse POA - Act in a Fiduciary Capacity - Inv Related - At Buskirk, NY - Start Date 05/02/2002 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-14
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S65 Uniform Investment Adviser Law Examination
    2009-10-14
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20
Other Names
  • Marion Ann Weisenseel
  • Marion A Watkins

View on SEC IAPD

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