John Cole Scott

Employer firm

Cef Advisors CRD 115562

$186M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Periodicals / newsletters
• Security ratings or pricing
• HOURLY/RETAINER RESEARCH CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → Present
  Closed-End Fund Advisors
  Richmond, VA

Other Businesses

Mr. Scott is the Founder and Executive Chairman of Active Investment Company Alliance (AICA), [7204 Glen Forest Drive, Suite #105, Richmond, VA 23226. Start date July 2019]. He also serves as Treasurer and Co-Chair of the Investment Committee for the New York State Society of the Cincinnati [145 Sterling Street, Beacon, NY 12508. Start date July 2022]. Investment Committee, The General Society of the Cincinnati, [2118 Massachusetts Ave, Washington DC, 20008. Start date July 2025]. Although these activities are considered separate from CEF Advisors and do not involve CEF Advisors clients, Mr. Scott's involvement with these organizations is complementary to what he does through CEF Advisors. Mr. Scott spends approximately 30 hours/month to these activities and 10 during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-13