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Henrico, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2001-06-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Closed-End Fund Advisors | Richmond | VA | 02/2001 | Present |
Mr. Scott is the Founder and Executive Chairman of Active Investment Company Alliance (AICA), [7204 Glen Forest Drive, Suite #105, Richmond, VA 23226. Start date July 2019]. He also serves as Treasurer and Co-Chair of the Investment Committee for the New York State Society of the Cincinnati [145 Sterling Street, Beacon, NY 12508. Start date July 2022]. Investment Committee, The General Society of the Cincinnati, [2118 Massachusetts Ave, Washington DC, 20008. Start date July 2025]. Although these activities are considered separate from CEF Advisors and do not involve CEF Advisors clients, Mr. Scott's involvement with these organizations is complementary to what he does through CEF Advisors. Mr. Scott spends approximately 30 hours/month to these activities and 10 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-13 |
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