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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-23 |
| WA | RA | APPROVED | 2021-02-23 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Puyallup, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Seattle | WA | 03/2008 | Present |
(1) MALALEUCA, THE WELLNESS COMPANY; ADDRESS: PUYALLUP, WA; BUSINESS DESCRIPTION: SALES AND EDUCATION ON WELLNESS; NOT INVESTMENT RELATED; START DATE: 06/10/2015; CAPACITY: INDEPENDANT CONTRACTOR/CONSULTANT; DUTIES: CONSULT; HOURS DEVOTED PER MONTH: 40; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) HUNT PTA; ADDRESS: PUYALLUP, WA; BUSINESS DESCRIPTION: PTA; NOT INVESTMENT RELATED; START DATE: 07/01/2017; CAPACITY: TREASURER; DUTIES: GENERAL ACCOUNTING; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-16 |
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