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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-08-25 |
Branch Locations
50C Greeno Road, Fairhope, AL 36532 • United States
3170 Parliament Circle Suite A, Montgomery, AL 36116-7294 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Montgomery | AL | 02/2014 | 07/2018 |
| Park Avenue Securities Llc | Montgomery | AL | 03/2014 | 07/2018 |
| Lpl Financial, Llc | Montgomery | AL | 07/2018 | 12/2020 |
| Level Four Advisory Services, Llc | Montgomery | AL | 08/2018 | 08/2022 |
| Level Four Financial, Llc | Dallas | TX | 01/2021 | 08/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2022 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) TROY UNIVERSITY LEGACY GIVING COUNCIL, 301 ADAMS ADFMINISTRATIVE BUILDING, TROY, AL, 08/2022, BOARD MEMBER, VOLUNTEER, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) ABRAM WEALTH ADVISORS, LLC, 4256 LOMAC ST, SUITE 100, MONTGOMERY, AL, 11/2022, OWNER, INSURANCE DBA, NIR, 5 HR/MO, 0 HR/MO TRADING. 4) ADVISORYSOUTH, LLC, 4256 LOMAC ST, SUITE 100, MONTGOMERY, AL, 11/2022, PRINCIPAL, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) OXROO PROPERTIES, LLC, 3170 PARLIAMENT, MONTGOMERY, AL, 10/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2022 7) CHRISTIAN COALITION OF ALABAMA, 9226 Vaughn Road, Pike Road AL 36064-0117, United States, 05/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO – 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-13 |
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