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201 State Street, Greensboro, NC 27408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| We Stanley | Greensboro | NC | 06/1999 | Present |
| Intercarolina Financial Services, Inc. | Greensboro | NC | 03/2001 | Present |
| Fund Direct Advisiors, Inc. | Greensboro | NC | 11/2011 | Present |
INTERCAROLINA FINANCIAL SERVICES,INC. INVESTMENT-RELATED 3300 BATTLEGROUND AVE. SUITE 400 GREENSBORO, NC 27410, FINRA REGISTERED BROKER-DEALER, REGISTERED REPRESENTATIVE, MARCH 16, 2001, DEVOTE 16 HRS./MO. 16 HRS./MO. DURING TRADING HRS., REG. REP. FOR BROKERAGE ACCOUNTS. STANLEY BENENFIT SEVICES, INC. NOT INVESTMENT-RELATED, 300 E. WENDOVER AVE. SUITE 101 GREENSBORO, NC. 27401, RETIREMENT PLAN CONSULTANTS, PARTNER, START DATE: JUNE 1, 1999, DEVOTE 64 HRS./MO., 64 HRS./MO. DURING TRADING HRS., ADMINISTER PENSION PLANS, SOLICIT TO OBTAIN PENSION PLAN CLIENTS. FUND DIRECT ADVISORS, INC. INVESTMENT RELATED,7800 MCCLOUD RD. SUITE 200, GREENSBORO, NC SEC REGISITERED INVESTMENET ADVISOR,CEO, START DATE: APRIL 5, 2103, DEVOTE 80 HOURS/MO.,80 HOURS/ MONTH DURING TRADING HOURS, MANAGE CLIENT ASSETS,SOLICIT TO OBTAIN CLIENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-08 |
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