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Benjamin Michael Hard

Sara-Bay Financial Corp.

Sarasota, FL

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Current Employers
Sara-Bay Financial Corp.

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED 2020-07-30
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2020-07-30

Branch Locations

2201 Cantu Court Suite 102, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sara-Bay Financial Sarasota FL 01/2008 Present
  • 01/2008 → Present
    Sara-Bay Financial
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-16
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S65 Uniform Investment Adviser Law Examination
    2004-02-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30
Designations

View on SEC IAPD

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