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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-02 |
| TN | RA | APPROVED | 2017-01-30 |
Branch Locations
1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Nashville | TN | 04/2006 | 01/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 01/2017 |
| Raymond James & Associate | Nashville | TN | 01/2017 | Present |
(1)Name of Business: Recovery Community Inc. Address: 117 Harrington Ave., Madison, TN, 37115, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 07/11/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member -- Assist in decisions made for 501(c)3; Attend board meetings; Attend & Volunteer at functions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-16 |
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