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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-02-12 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
Woodinville, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Seattle | WA | 09/1999 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 09/1999 | Present |
I*4154266, Entity Type: Entity For Profit, Name of OBA: Arrowhead Beach LLC, Address: Woodinville, Washington, 98072, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/11/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: All management decisions related to the rental property. Liability protection for a residential rental real estate activity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-20 |
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