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John Kane Duggan

Arlen Wealth Management, LLC

Sarasota, FL

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Current Employers
Arlen Wealth Management, Llc

1990 Main Street Suite 750, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-18
PA RA APPROVED 2010-06-17
  • FL RA
    APPROVED
    Since 2025-06-18
  • PA RA
    APPROVED
    Since 2010-06-17

Branch Locations

1990 Main Street Suite 750, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arlen Wealth Management, Llc Sarasota FL 05/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-15
S66 Uniform Combined State Law Examination 2002-06-05
  • S65 Uniform Investment Adviser Law Examination
    2010-07-15
  • S66 Uniform Combined State Law Examination
    2002-06-05

View on SEC IAPD

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