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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2011-01-03 |
Branch Locations
5613 Dtc Pkwy [Rf-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Denver | CO | 04/2006 | Present |
| Wells Fargo Advisors Llc | Denver | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | Present |
TRUSTEE FOR SIBLING, INV RELATED, JERICHO, NY, START: 10/01/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING. AD INFINITUM ASSOCIATES, INVT RELATED, NEW YORK, NY, START DATE 4/1/2024, LESS THAN 1 HR A MONTH, 0 HRS DURING TRADING, HOLDING COMPANY FOR ASSETS DISTRIBUTED BY AN ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-27 |
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