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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-03
TX RA APPROVED 2021-11-02
SC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED
    Since 2021-11-02
  • SC RA
    APPROVED
    Since 2021-02-17

Branch Locations

2 W Washington St Ste 800, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Greenville SC 01/2013 02/2021
Truist Investment Services, Inc. Greenville SC 02/2021 Present
Truist Advisory Services, Inc. Greenville SC 02/2021 Present
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Greenville, SC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Greenville, SC
  • 02/2021 → Present
    Greenville, SC
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greenville, SC
    Richmond, VA
  • 2011-05-04 → 2013-01-02
    Scott & Stringfellow, Llc
    Greenville, SC
  • 2009-08-27 → 2011-05-03
    Moore, SC
    Greer, SC
    Greenville, SC
  • 2007-12-14 → 2009-08-26
    Truist Investment Services, Inc.
    Clinton, SC
    Laurens, SC
    Saluda, SC
    Saluda, SC
    Ninety-Six, SC
    Greenwood, SC
    Greenville, SC
    Greenville, SC
    Fountain Inn, SC
    Greenville, SC
    Taylors, SC
    Mauldin, SC
  • 2005-08-15 → 2005-12-21
    Morgan Stanley Dw Inc.
    Palo Alto, CA
  • 2002-09-11 → 2005-08-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 2001-10-25 → 2002-08-15
    Banc Of America Securities Llc
    San Francisco, CA
Other Businesses

SEABER HATHAWAY POSITION: Real Estate Investment NATURE: Real Estate Rental Properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2009 ADDRESS: Altamont Rd., GREENVILLE SC 29609 DESCRIPTION: Review and approve any required maintenance, compile financials for annual tax preparation. APPOINTMENT AS TRUST PROTECTOR IN THE TYSON & ERIN SCHUETZE ESTATE DOCUMENTS POSITION: Trust Protector NATURE: Friends and clients of mine, have appointed me as Trust Protector in their estate documents. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2026 ADDRESS: Greenville SC, United States DESCRIPTION: Trust Protector role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
S63 Uniform Securities Agent State Law Examination 2001-04-04
  • S66 Uniform Combined State Law Examination
    2001-10-11
  • S63 Uniform Securities Agent State Law Examination
    2001-04-04
Designations

View on SEC IAPD

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