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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-07-02
  • NJ RA
    APPROVED
    Since 2013-07-02

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

67 East Park Pl, Suite 850, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Morristown NJ 07/2013 Present
  • 07/2013 → Present
    Benjamin F Edwards & Co
    Morristown, NJ
Previous Registrations
  • 2008-01-01 → 2013-07-03
    Morristown, NJ
  • 2006-09-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
    St. Louis, MO
  • 2006-08-31 → 2006-09-13
    Morristown, NJ
  • 2004-02-06 → 2006-08-21
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
    Morristown, NJ
Other Businesses

1)EJB PROPERTIES 203 LLC - 25% OWNERSHIP, 400 E. 4TH AVE., NORTH WILDWOOD, NJ 08260. TYPE OF BUSINESS: CONDO, TO BE USED AS RENTAL. WORKS 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. 2)EJB PROPERTIES UNIT 8 LLC - 25% OWNERSHIP, 309 SURF AVE.,NORTH WILDWOOD, NJ 08260. TYPE OF BUSINESS: RENTAL PROPERTY. WORKS 1 HOUR A MONTH, 1 HOUR DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-02
S63 Uniform Securities Agent State Law Examination 2002-10-21
  • S66 Uniform Combined State Law Examination
    2004-02-02
  • S63 Uniform Securities Agent State Law Examination
    2002-10-21
Other Names
  • Vincent J Egan

View on SEC IAPD

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