Joseph Michael Schwan

Current Employers

Employment History

• 04/2004 → Present
  Joseph M. Schwan Cpa, P.C.
  Ronkonkoma, NY
• 02/2011 → 08/2024
  Lpl Financial Llc
  Dix Hills, NY
• 07/2023 → Present
  Premiere Wealth Management Llc
  Ronkonkoma, NY
• 06/2023 → Present
  Ally Payroll Corp.
  Ronkonkoma, NY
• 05/2012 → Present
  Barn Enterprises, Llc
  Ronkonkoma, NY
• 08/2024 → 09/2025
  Avantax Investment Services Inc.
  Ronkonkoma, NY
• 08/2024 → 09/2025
  Avantax Advisory Services
  Ronkonkoma, NY
• 08/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Ronkonkoma, NY
• 10/2024 → Present
  S & P Associates Of Li, Inc.
  Ronkonkoma, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Ronkonkoma, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-08-08 → 2025-09-05
  Avantax Advisory Services
  Ronkonkoma, NY
  Dallas, TX
• 2021-08-03 → 2024-08-20
  Lpl Financial Llc
  Dix Hills, NY
  Lake Ronkonkoma, NY

Other Businesses

1) ALLY PAYROLL CORP. POSITION: Shareholder NATURE: A payroll processing company. The company assists businesses with their payroll processing needs as well as filing quarterly and annual forms to various tax agencies INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2023 ADDRESS: 329 Hawkins Ave, 2nd floor, Ronkonkoma NY 11779, United States DESCRIPTION: I have no duties tied to this entity- I am a silent partner 2) BARN ENTERPRISES, LLC POSITION: Member NATURE: Barn Enterprises, LLC owns a commercial building and land INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2012 ADDRESS: 329 Hawkins Ave, Ronkonkoma NY 11779, United States DESCRIPTION: Collect rent, pay bills, maintain property 3) PREMIERE WEALTH MANAGEMENT, LLC POSITION: sole member NATURE: I will be offering investment, retirement, and financial services. Additionally, tax and estate tax planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 07/28/2023 ADDRESS: 329 Hawkins Ave, Ronkonkoma NY 11779, United States DESCRIPTION: Meet with clients Review investment performance Prepare estate tax plans Preparation of gift tax forms Trust document review 4) JOSEPH M. SCHWAN CPA PC POSITION: Director NATURE: Personal and business income tax return preparation. Preparation of Tax projections/ plans. Monthly bookkeeping for business clients INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 04/08/2004 ADDRESS: 329 Hawkins Ave, Ronkonkoma NY 11779, United States DESCRIPTION: Prepare personal tax returns Prepare business tax returns Prepare financial statements Prepare budgets and revue projections Meet with clients 5) S & P ASSOCIATES OF LI, INC. POSITION: partner NATURE: we will offer clients investment management services as well as retirement and estate planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/17/2024 ADDRESS: 329 Hawkins Ave, Ronkonkoma NY 11779, United States DESCRIPTION: manage investment portfolios, execute trades, monitor and rebalance mutual fund allocations.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-04

Other Names

• Joseph M Schwan
• Joseph Schwan