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Michael Cooney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

Savannah, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Ft. Lauderdale FL 01/2001 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 10/2009 Present
Previous Registrations
  • 2001-04-11 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 2001-05-09
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-09

View on SEC IAPD

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