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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-03 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park | CA | 08/2017 | 10/2018 |
| Beijing Fengpei Fund Llc | Beijing | 01/2015 | 08/2017 | |
| Bank Of America, N.A. | Menlo Park | CA | 01/2018 | 10/2018 |
| Jp Morgan Securities, Llc | Palo Alto | CA | 11/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Palo Alto | CA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-14 |
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