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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| AR | RA | APPROVED | 2015-07-07 |
Branch Locations
11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Little Rock | AR | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Little Rock | AR | 07/2015 | Present |
1. Hog Wheels; 57 Falstone Dr, Little Rock, AR 72223; Purchase sports event tickets; President; 11/15/2017; 4 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-14 |
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