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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-20
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Austin TX 06/2013 Present
Jpmorgan Chase Bank, N.A. Austin TX 06/2013 Present
Previous Registrations
  • 2011-01-03 → 2013-05-23
    Austin, TX
    Austin, TX
  • 2004-04-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Austin, TX
    San Antonio, TX
    Houston, TX
    Austin, TX
Other Businesses

Entity Name: 1982 Holdings, LLC Investment related: No "Address: MML Hospitality 1711 South Congress Ave Austin, TX 78704" Nature of the other business: Hospitality Position/Title/Relationship: Owner/Partner Start Date: 05/22/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This would be passive investment into a partnership that is purchasing real estate and will operate a restaurant (Sledd's Greek Taverna). Entity Name: Dallas Neighborhood Sushi, LLC Investment related: No Address: 4216 Oak Lawn Ave Dallas TX Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 09/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal investment in a restaurant concept in Dallas. Entity Name: Austin Woman Magazine Investment related: No "Address: One Steck Plaza- -111, 3921 Steck Ave a, Austin, TX 78759 https://atxwoman.com/" Nature of the other business: Publication Position/Title/Relationship: Employee/Contractor Start Date: 09/09/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Austin Woman is a 20 year old publication that serves the Austin community and provides a platform to recognize female leaders and an opportunity to network and build relationships

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-12
  • S66 Uniform Combined State Law Examination
    2001-11-12
Other Names
  • Lana Kay Hollensed

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