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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-09-16 |
Branch Locations
499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bokf, Na | Oklahoma City | OK | 02/2003 | Present |
| Bok Financial Securities, Inc. | Oklahoma City | OK | 02/2003 | Present |
1) NAME: City of Nichols Hills Investment Policy Committee ADDRESS: 6407 Avondale Dr., Nichols Hills, OK 73116 INVESTMENT RELATED (Y/N): Y START DATE: Pre-2015 POSITION HELD: MEMBER NATURE OF OUTSIDE BUSINESS: Municipality HRS/MO: 1 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Oversight of Investment Policy for the City. ANNUAL COMPENSATION FROM OBA: 0 2) NAME: BOK Financial Private Wealth, INC. ADDRESS: 370 17th Street, Suite 3100 Denver, CO 80202 INVESTMENT RELATED (Y/N): Y START DATE: 07/2019 POSITION HELD: DIRECTOR/Chief Executive Officer NATURE OF OUTSIDE BUSINESS: INVESTMENT HRS/MO: 10 HRS/MO DURING SECURITIES TRADING: 10 BRIEF DESCRIPTION OF DUTIES: CEO of company RIA affiliate ANNUAL COMPENSATION FROM OBA: $0 3) Name: Oklahoma City Golf and Country Club Location: 7000 NW Grand Blvd., Nichols Hills, OK 73116 Investment related (y/n): n Start date: July 2025 Position held: Board of Directors Nature of outside business: private club Hrs/mo: 4 Hrs/mo during securities trading: 0 Brief description of duties: board oversight of private club
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-09 |
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