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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2003-09-16
  • OK RA
    APPROVED
    Since 2003-09-16

Branch Locations

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Oklahoma City OK 02/2003 Present
Bok Financial Securities, Inc. Oklahoma City OK 02/2003 Present
Previous Registrations
  • 2002-01-03 → 2003-02-24
    Banc Of America Investment Services, Inc.
    Oklahoma City, OK
Other Businesses

1) NAME: City of Nichols Hills Investment Policy Committee ADDRESS: 6407 Avondale Dr., Nichols Hills, OK 73116 INVESTMENT RELATED (Y/N): Y START DATE: Pre-2015 POSITION HELD: MEMBER NATURE OF OUTSIDE BUSINESS: Municipality HRS/MO: 1 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Oversight of Investment Policy for the City. ANNUAL COMPENSATION FROM OBA: 0 2) NAME: BOK Financial Private Wealth, INC. ADDRESS: 370 17th Street, Suite 3100 Denver, CO 80202 INVESTMENT RELATED (Y/N): Y START DATE: 07/2019 POSITION HELD: DIRECTOR/Chief Executive Officer NATURE OF OUTSIDE BUSINESS: INVESTMENT HRS/MO: 10 HRS/MO DURING SECURITIES TRADING: 10 BRIEF DESCRIPTION OF DUTIES: CEO of company RIA affiliate ANNUAL COMPENSATION FROM OBA: $0 3) Name: Oklahoma City Golf and Country Club Location: 7000 NW Grand Blvd., Nichols Hills, OK 73116 Investment related (y/n): n Start date: July 2025 Position held: Board of Directors Nature of outside business: private club Hrs/mo: 4 Hrs/mo during securities trading: 0 Brief description of duties: board oversight of private club

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 2001-04-09
  • S66 Uniform Combined State Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    2001-04-09

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