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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-07-03 |
| TX | RA | APPROVED_RES | 2012-04-11 |
| DC | RA | APPROVED | 2012-02-24 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
St. Michaels, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 02/2012 | Present |
| Bank Of America, N.A. | Washington | DC | 03/2012 | Present |
I*111594For profit or not for profit: Non-Profit OrganizationName of outside business organization: C. E. S. Jewish Day SchoolInvestment related: YesAddress of business: Rockville, Maryland 20852Nature of business: CorporationPosition, title, association: Committee MemberStart date of relationship: 2/5/2018Number of hours devoted: 5 hours QuarterlyNumber of hours devoted during trading hours: 3Duties: Member, Investment Committee. Work with other volunteers to conduct oversight of the school's investment accounts and monitor investment policy.I*2159293, Entity Type, Name of OBA:The Avalon Foundation Finance Committee Address: EastonMaryland21601 Investment Related: No Position, Title, Association: Finance Committee Employee Start Date: 07/18/2025No Hours: 3 monthly No Hours during trading: 3 monthly Duties: Monthly board meetings; focus on strategy and growth of audience and donor base. Leading non-profit arts organization on Maryland's Eastern Shore. I*4470267 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FBO M A C DCSD IRA FBO B H Address: Bethesda, Maryland, 20816 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04/20/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-21 |
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